Brian Clifford Brett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (1 Sep 2016 to 31 May 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 Nov 2007 to 26 Jan 2010)
- CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Dec 2004 to 26 Jul 2006)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (10 Jan 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (30 Jul 2002 to 10 Jan 2003)
Crystal Financial Solutions (no longer approved here)
FRN 195227
- Employed By (9 Mar 2001 to 9 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.