Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Spectrum Insurance Services Limited
FRN 309230
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (22 Dec 2011 to 30 Sep 2018)
- CF1 Director (23 Nov 2011 to 8 Dec 2019)
- CF8 Apportionment and Oversight (23 Nov 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Nov 2011 to 8 Dec 2019)
- CF28 Systems and controls (23 Nov 2011 to 8 Dec 2019)
- CF29 Significant management (23 Nov 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.