Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • CF2 Non Executive Director (6 Jun 2008 to 8 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (4 Apr 2005 to 1 Jun 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jun 2008)
    • CF3 Chief Executive (18 Sep 2002 to 1 Jun 2008)
    • CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
    • CF1 Director (18 Sep 2002 to 1 Jun 2008)
    • CF8 Apportionment and Oversight (18 Sep 2002 to 1 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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