Brian Christman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • [FCA CF] Algorithmic trading (since 14 Sep 2023)
    • [FCA CF] Client dealing (since 14 Sep 2023)
    • [FCA CF] Manager of certification employee (since 14 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (1 Mar 2021 to 19 Dec 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 24 Dec 2019)
    • [FCA CF] Manager of certification employee (30 Mar 2017 to 7 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Dec 2019)
    • CF30 Customer (12 Apr 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (30 Mar 2017 to 7 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Dec 2019)
    • CF30 Customer (12 Apr 2011 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (9 Feb 2012 to 22 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.