Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (24 Sep 2021 to 23 Feb 2022)
- SMF1 Chief Executive (9 Dec 2019 to 23 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Oct 2025)
- SMF3 Executive Director (9 Dec 2019 to 23 Oct 2025)
- CF1 Director (31 Dec 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Dec 2016 to 8 Dec 2019)
- CF3 Chief Executive (27 Apr 2016 to 8 Dec 2019)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 23 Oct 2025)
- CF8 Apportionment and Oversight (31 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.