Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Open University Student Budget Accounts Limited (no longer approved here)

    FRN 723478

    • SMF9 Chair of the Governing Body (24 Sep 2021 to 23 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2025)
    • CF1 Director (31 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (27 Apr 2016 to 8 Dec 2019)
  • The Open University (no longer approved here)

    FRN 621635

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 23 Oct 2025)
    • CF8 Apportionment and Oversight (31 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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