Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 24 Nov 2008)
- CF26 Customer Trading (12 Oct 2005 to 9 Aug 2007)
- CF21 Investment Adviser (13 Sep 2004 to 12 Oct 2005)
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- CF30 Customer (1 Nov 2007 to 24 Nov 2008)
- CF26 Customer Trading (12 Oct 2005 to 9 Aug 2007)
- CF21 Investment Adviser (3 Dec 2004 to 12 Oct 2005)
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- CF21 Investment Adviser (27 Jun 2003 to 12 Aug 2004)
- CF26 Customer Trading (1 Dec 2001 to 27 Jun 2003)
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- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
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- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.