Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF26 Customer Trading (12 Oct 2005 to 9 Aug 2007)
    • CF21 Investment Adviser (13 Sep 2004 to 12 Oct 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF26 Customer Trading (12 Oct 2005 to 9 Aug 2007)
    • CF21 Investment Adviser (3 Dec 2004 to 12 Oct 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (27 Jun 2003 to 12 Aug 2004)
    • CF26 Customer Trading (1 Dec 2001 to 27 Jun 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.