Brian Alan Mulvain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bede Wealth Management Limited

    FRN 606578

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
    • [FCA CF] Client dealing (since 20 Jun 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jun 2022)
    • CF30 Customer (3 Mar 2015 to 22 Jun 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF22 Investment Adviser (Trainee) (31 Jan 2007 to 31 Oct 2007)
  • Castlegate Financial Planning (no longer approved here)

    FRN 463140

    • Employed By (31 Jan 2007 to 28 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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