Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares European Loan Management LLP
FRN 737906
- [FCA CF] Client dealing (since 31 Mar 2024)
- [FCA CF] Material risk taker (since 31 Mar 2024)
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Ares Management Limited
FRN 455547
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Significant management (31 Mar 2021 to 1 Apr 2021)
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- CF30 Customer (18 Aug 2010 to 22 Jul 2013)
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- CF30 Customer (18 Aug 2010 to 22 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 2 Jun 2010)
- CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.