Brett Leigh Robinson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEVEN DIALS FINANCIAL LIMITED

    FRN 230035

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Mar 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (25 Mar 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (25 Mar 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Mar 2004 to 31 Oct 2007)
    • CF3 Chief Executive (25 Mar 2004 to 8 Dec 2019)
    • CF1 Director (25 Mar 2004 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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