Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
    • [FCA CF] Significant management (since 17 Apr 2025)
    • Responsibility for MCD Intermediation (since 19 Nov 2024)
    • Responsible for Insurance Distribution (since 19 Nov 2024)
    • SMF3 Executive Director (since 19 Nov 2024)
  • DNA Financial Solutions Limited (no longer approved here)

    FRN 926435

    • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 22 Jan 2025)
  • The UK Adviser Ltd (no longer approved here)

    FRN 798920

    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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