Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Dec 2025)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2024)
    • CF30 Customer (18 Nov 2011 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF26 Customer Trading (4 Feb 2005 to 31 Mar 2007)
    • CF21 Investment Adviser (7 Apr 2004 to 31 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.