Brendan Patten

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Jan 2026)
    • CF1 Director (AR) (since 12 Jan 2026)
    • CF30 Customer (since 12 Jan 2026)
  • Ulliott Patten Financial Planning Limited

    FRN 1047987

    • (1)Employed By (since 12 Jan 2026)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (9 Jan 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (17 May 2004 to 20 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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