Brendan Patrick Coburn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited

    FRN 827982

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2024)
    • Responsibility for MCD Intermediation (since 23 Mar 2021)
    • Responsible for Insurance Distribution (since 24 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (8 Sep 2025 to 2 Mar 2026)
    • CF30 Customer (8 Sep 2025 to 2 Mar 2026)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
  • Suitable Financial Advice Ltd

    FRN 313234

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2025)
    • SMF3 Executive Director (since 5 Mar 2025)
    • SMF16 Compliance Oversight (since 5 Mar 2025)
  • Cheshire Financial Design Ltd (no longer approved here)

    FRN 563470

    • Employed By (16 Oct 2025 to 2 Mar 2026)
  • Alexander House Wealth Management Limited (no longer approved here)

    FRN 585055

    • Employed By (8 Sep 2025 to 2 Mar 2026)
  • WEALTHWIDE LIMITED (no longer approved here)

    FRN 468119

    • CF30 Customer (14 Feb 2011 to 30 Sep 2015)
  • Rebroke Ltd (no longer approved here)

    FRN 193242

    • (4)Employed By (8 Aug 2001 to 5 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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