Brendan O'Ciobhain

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Management Ltd.

    FRN 190353

    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 17 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 24 May 2022)
    • Responsible for Insurance Mediation (28 Jul 2009 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (28 Jul 2009 to 13 Nov 2019)
    • CF10 Compliance Oversight (28 Jul 2009 to 13 Nov 2019)
    • CF1 Director (28 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
  • Phoenix Wealth Management LLP (no longer approved here)

    FRN 217897

    • (3)Employed By (12 Oct 2002 to 24 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.