Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFPNI LTD

    FRN 601226

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
    • CF30 Customer (14 Nov 2014 to 11 Jan 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2024)
    • CF30 Customer (8 Jan 2016 to 16 Feb 2024)
  • ARDU Ltd (no longer approved here)

    FRN 726952

    • (2)Employed By (8 Jan 2016 to 16 Feb 2024)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 16 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ARDU Ltd

  2. controlled function added: (2)Employed By at ARDU Ltd