Brendan Dharsan Pooni

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 11 Jan 2024)
- CF1 Director (AR) (since 9 Jan 2024)
SME Financial Services Ltd
FRN 1006038
- (1)Employed By (since 9 Jan 2024)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- Appointed representative dealing with clients for which they require qualification (10 Jul 2023 to 30 Nov 2023)
First Complete Limited (no longer approved here)
FRN 435779
- Appointed representative dealing with clients for which they require qualification (26 Nov 2021 to 22 Jun 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.