Brendan Damian Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 28 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Jun 2011)
    • CF1 Director (AR) (11 Jun 2018 to 13 Feb 2019)
  • The Ethical Wealth Project Limited

    FRN 947637

    • (1)Employed By (since 28 Apr 2021)
  • Cross Financial Services (no longer approved here)

    FRN 401747

    • Employed By (8 Feb 2019 to 23 Aug 2021)
  • Peter Ewart (Wealth Management) Limited (no longer approved here)

    FRN 439695

    • (4)Employed By (16 Jun 2011 to 17 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.