Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 14 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Sep 2023)
    • CF30 Customer (22 Sep 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 14 Sep 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Sep 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 14 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Sep 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Sep 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Oct 2009 to 20 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.