Brendan Carlin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foyle Financial Ltd

    FRN 1005338

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
    • Responsibility for MCD Intermediation (since 2 Apr 2024)
    • Responsible for Insurance Distribution (since 2 Apr 2024)
    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
    • SMF3 Executive Director (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2024)
    • CF1 Director (AR) (9 Oct 2018 to 25 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2015)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • FOYLE FINANCIAL LTD (no longer approved here)

    FRN 188111

    • (6)Employed By (22 Jan 2016 to 25 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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