Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 Jan 2023 to 29 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (11 Jan 2021 to 4 Jan 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2021)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Sep 2006 to 26 Jun 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.