Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 26 Feb 2025)
    • [FCA CF] Algorithmic trading (since 25 Nov 2024)
    • [FCA CF] Manager of certification employee (since 10 Jun 2022)
    • [FCA CF] Client dealing (since 7 Apr 2021)
    • [FCA CF] Material risk taker (since 28 Oct 2020)
    • [FCA CF] Manager of certification employee (24 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (26 Mar 2018 to 31 Dec 2020)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 11 Jan 2009)
    • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.