Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (since 7 Aug 2019)
- [PRA CF] Managing a material risk taker (19 Dec 2024 to 12 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (5 Oct 2016 to 20 Jun 2019)
- [FCA CF] Client dealing (5 Oct 2016 to 19 Jun 2019)
- CF30 Customer (24 Jul 2014 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [FCA CF] Client dealing (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
- [PRA CF] Managing a material risk taker (19 Dec 2024 to 12 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
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- CF30 Customer (11 Feb 2008 to 18 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.