Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 7 Aug 2019)
    • [PRA CF] Managing a material risk taker (19 Dec 2024 to 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (5 Oct 2016 to 20 Jun 2019)
    • [FCA CF] Client dealing (5 Oct 2016 to 19 Jun 2019)
    • CF30 Customer (24 Jul 2014 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [PRA CF] Managing a material risk taker (19 Dec 2024 to 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Feb 2008 to 18 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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