Brandon John Ginsberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carne International Financial Services (UK) Limited
FRN 823316
- CF1 Director (AR) (since 25 Oct 2023)
- CF30 Customer (since 25 Oct 2023)
Cotton Ginsberg Capital Partners Limited
FRN 942813
- Employed By (since 22 Feb 2021)
SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- CF30 Customer (13 Feb 2013 to 8 Apr 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.