Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mayfair Capital Limited
FRN 766642
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- SMF16 Compliance Oversight (since 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
- CF1 Director (31 Aug 2018 to 8 Dec 2019)
- CF30 Customer (3 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (24 Aug 2016 to 31 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.