Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- SMF1 Chief Executive (since 20 Sep 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF10 Chair of the Risk Committee (20 Sep 2022 to 1 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2022)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 29 Jul 2021)
- CF1 Director (17 Feb 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (19 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.