Bradley Shephard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stringer Mann (no longer approved here)
FRN 514042
- (1)Employed By (23 Aug 2019 to 27 Sep 2019)
First Choice Financial Management Limited (no longer approved here)
FRN 183123
- (1)Employed By (31 May 2018 to 27 Sep 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (31 May 2018 to 27 Sep 2019)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (16 Nov 2010 to 10 Jun 2011)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.