Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 2 Jul 2019)
- CF29 Significant management (1 Mar 2016 to 6 Mar 2016)
- CF3 Chief Executive (1 Mar 2016 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2005)
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- CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.