Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (3 Mar 2023 to 4 Jul 2023)
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- Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 5 Feb 2024)
- CF1 Director (AR) (17 Nov 2020 to 4 Jul 2023)
- CF30 Customer (17 Nov 2020 to 4 Jul 2023)
- [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
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- Employed By (17 Nov 2020 to 4 Jul 2023)
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- CF30 Customer (19 Dec 2013 to 10 Sep 2014)
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- CF30 Customer (12 Sep 2012 to 30 Dec 2013)
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- Employed By (12 Jan 2012 to 2 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.