Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Apr 2026)
    • CF1 Director (AR) (since 1 Apr 2026)
    • Employed By (since 1 Apr 2026)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (2 Aug 2024 to 13 Feb 2026)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (28 Sep 2021 to 13 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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