Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2026)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (14 Jan 2011 to 25 Jan 2018)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (25 Nov 2008 to 23 Aug 2010)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 10 Nov 2007)
    • CF26 Customer Trading (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.