Bradley Glen James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 5 Jun 2024)
    • [FCA CF] Manager of certification employee (2 Jun 2021 to 18 Sep 2022)
    • [FCA CF] Material risk taker (10 Jul 2017 to 18 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 18 Sep 2022)
    • [FCA CF] Client dealing (6 Jan 2017 to 18 Sep 2022)
    • CF30 Customer (22 May 2008 to 1 Nov 2010)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 5 Jun 2024)
    • [FCA CF] Manager of certification employee (2 Jun 2021 to 18 Sep 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 18 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Sep 2022)
    • [FCA CF] Client dealing (6 Jan 2017 to 18 Sep 2022)
    • CF30 Customer (22 May 2008 to 1 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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