Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (21 Jun 2019 to 31 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
    • CF30 Customer (20 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (21 Jun 2019 to 31 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
    • CF30 Customer (20 Oct 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.