Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (12 Dec 2024 to 18 Mar 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (5 Apr 2023 to 8 Oct 2024)
    • [FCA CF] Client dealing (5 Apr 2023 to 8 Oct 2024)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2023)
    • CF30 Customer (20 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.