Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Mar 2019)
    • [FCA CF] Client dealing (since 22 Mar 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (10 Jan 2019 to 6 Jan 2020)
    • [FCA CF] Manager of certification employee (10 Jan 2019 to 6 Jan 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 10 Jul 2015)
    • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 Oct 2012)
    • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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