Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Markets Limited
FRN 114031
- SMF24 Chief Operations (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
-
JPMorgan Chase Bank, National Association
FRN 124491
- SMF24 Chief Operations (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
- [FCA CF] Significant management (30 Dec 2020 to 12 Sep 2023)
- [FCA CF] Material risk taker (30 Dec 2020 to 12 Sep 2023)
-
J.P. Morgan Securities plc
FRN 155240
- SMF24 Chief Operations (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
- [FCA CF] Significant management (30 Dec 2020 to 12 Sep 2023)
- [FCA CF] Material risk taker (30 Dec 2020 to 12 Sep 2023)
-
J.P. Morgan SE
FRN 755066
- SMF24 Chief Operations (since 12 Sep 2023)
-
J.P. Morgan Europe Limited
FRN 124579
- [FCA CF] Manager of certification employee (since 10 Jul 2023)
-
J.P. Morgan Mansart Management Limited
FRN 586182
- [FCA CF] Manager of certification employee (since 10 Jul 2023)
-
- CF30 Customer (1 Nov 2007 to 8 Jun 2009)
- CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2005 to 15 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.