Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
    • SMF24 Chief Operations (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
    • [FCA CF] Significant management (30 Dec 2020 to 12 Sep 2023)
    • [FCA CF] Material risk taker (30 Dec 2020 to 12 Sep 2023)
    • SMF24 Chief Operations (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Jul 2023 to 12 Sep 2023)
    • [FCA CF] Significant management (30 Dec 2020 to 12 Sep 2023)
    • [FCA CF] Material risk taker (30 Dec 2020 to 12 Sep 2023)
  • J.P. Morgan SE

    FRN 755066

    • SMF24 Chief Operations (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (since 10 Jul 2023)
    • [FCA CF] Manager of certification employee (since 10 Jul 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 8 Jun 2009)
    • CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 15 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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