Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Shield Insurance Services Ltd
FRN 303304
- 14. Managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 15 Apr 2025)
- [FCA CF] Benchmark submission and administration (since 1 Oct 2020)
- [FCA CF] CASS oversight function (since 1 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
- [PRA CF] Key function holder (since 1 Sep 2020)
- [FCA CF] Client dealing (since 1 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
- CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
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Sennet Professional Indemnity Limited
FRN 935871
- (1)Employed By (since 15 Apr 2025)
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Blue Shield Investment Services
FRN 120982
- [FCA CF] CASS oversight function (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [PRA CF] Key function holder (since 1 Oct 2020)
- [FCA CF] Benchmark submission and administration (since 1 Oct 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.