Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Nov 2024)
  • Symmetry Investments UK LLP (no longer approved here)

    FRN 610478

    • [FCA CF] Client dealing (12 Jan 2021 to 7 Nov 2023)
    • [FCA CF] Material risk taker (12 Jan 2021 to 21 Dec 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (23 Jul 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (5 Apr 2019 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2019 to 4 Apr 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (11 Dec 2008 to 20 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.