Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [FCA CF] Material risk taker (since 9 Aug 2021)
    • [FCA CF] Client dealing (since 9 Aug 2021)
    • [FCA CF] Manager of certification employee (since 9 Aug 2021)
    • CF30 Customer (3 Dec 2009 to 6 Mar 2016)
    • [FCA CF] Significant management (since 9 Oct 2025)
    • [FCA CF] Client dealing (since 9 Aug 2021)
    • [FCA CF] Manager of certification employee (since 9 Aug 2021)
    • [FCA CF] Material risk taker (since 9 Aug 2021)
    • CF30 Customer (3 Dec 2009 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 8 Oct 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (8 Oct 2021 to 22 Jan 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
    • CF21 Investment Adviser (22 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.