Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Significant management (since 9 Oct 2025)
- [FCA CF] Material risk taker (since 9 Aug 2021)
- [FCA CF] Client dealing (since 9 Aug 2021)
- [FCA CF] Manager of certification employee (since 9 Aug 2021)
- CF30 Customer (3 Dec 2009 to 6 Mar 2016)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Significant management (since 9 Oct 2025)
- [FCA CF] Client dealing (since 9 Aug 2021)
- [FCA CF] Manager of certification employee (since 9 Aug 2021)
- [FCA CF] Material risk taker (since 9 Aug 2021)
- CF30 Customer (3 Dec 2009 to 6 Mar 2016)
-
J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 8 Oct 2021)
-
- [FCA CF] Manager of certification employee (8 Oct 2021 to 22 Jan 2022)
-
- CF30 Customer (1 Nov 2007 to 2 Oct 2009)
- CF21 Investment Adviser (22 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.