Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Nikko Capital Markets Limited
FRN 171935
- [FCA CF] Client dealing (since 10 Oct 2025)
- [FCA CF] Client dealing (30 May 2024 to 29 May 2025)
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SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 10 Oct 2025)
- [FCA CF] Client dealing (6 Oct 2020 to 21 Sep 2023)
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- [FCA CF] Client dealing (since 10 Oct 2025)
- [FCA CF] Client dealing (30 May 2024 to 29 May 2025)
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- [FCA CF] Client dealing (2 Dec 2016 to 17 Jul 2020)
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- [FCA CF] Client dealing (2 Dec 2016 to 17 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.