Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (28 May 2021 to 1 Jun 2021)
- [FCA CF] Client dealing (2 Oct 2018 to 1 Jul 2021)
- [FCA CF] Functions requiring qualifications (2 Oct 2018 to 5 Mar 2021)
- [FCA CF] Manager of certification employee (2 Oct 2018 to 1 Jul 2021)
- [FCA CF] Material risk taker (2 Oct 2018 to 28 May 2021)
- SMF21 EEA Branch Senior Manager (EBSM) (21 Jun 2016 to 2 Oct 2018)
- CF30 Customer (28 Apr 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.