Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 23 Mar 2026)
  • Ares Management UK Limited (no longer approved here)

    FRN 613497

    • [FCA CF] Client dealing (31 Mar 2024 to 30 Jun 2025)
    • [FCA CF] Material risk taker (31 Mar 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (31 Mar 2024 to 30 Jun 2025)
  • Ares European Loan Management LLP (no longer approved here)

    FRN 737906

    • [FCA CF] Client dealing (31 Mar 2024 to 30 Jun 2025)
    • [FCA CF] Material risk taker (31 Mar 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (31 Mar 2024 to 30 Jun 2025)
  • Ares Management Limited (no longer approved here)

    FRN 455547

    • [FCA CF] Manager of certification employee (22 Nov 2022 to 30 Jun 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 30 Jun 2025)
    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Jun 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
    • CF30 Customer (4 Nov 2016 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (14 Jul 2004 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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