Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Jul 2022)
    • [FCA CF] Manager of certification employee (since 1 Aug 2020)
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • CF30 Customer (17 Jul 2012 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (17 Jul 2012 to 30 Nov 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.