Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (25 Sep 2008 to 8 Dec 2019)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF26 Customer Trading (1 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.