Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (4 Oct 2018 to 29 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.