Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 3 Apr 2018)
- CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (23 Jul 2003 to 12 Apr 2011)
- CF4 Partner (23 Jul 2003 to 3 Apr 2018)
- CF8 Apportionment and Oversight (23 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Jul 2003 to 23 Oct 2003)
- CF11 Money Laundering Reporting (23 Jul 2003 to 12 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.