Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Oct 2022 to 29 Aug 2025)
    • [FCA CF] Material risk taker (26 Jan 2022 to 29 Aug 2025)
    • [FCA CF] Client dealing (20 Aug 2021 to 29 Aug 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (13 Dec 2017 to 10 Aug 2021)
    • [FCA CF] Client dealing (13 Dec 2017 to 10 Aug 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (13 Dec 2017 to 10 Aug 2021)
    • [FCA CF] Manager of certification employee (13 Dec 2017 to 10 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.