Bobby John James Harrison

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (22 Jan 2010 to 30 Mar 2010)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (22 Jan 2010 to 30 Mar 2010)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (10 Dec 2007 to 31 Dec 2009)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (30 Nov 2004 to 26 Aug 2005)
    • CF22 Investment Adviser (Trainee) (1 Apr 2003 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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