Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Client dealing (1 Jun 2023 to 28 Feb 2025)
    • [FCA CF] Significant management (1 May 2021 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 Jun 2023)
    • CF30 Customer (2 Mar 2009 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (1 Jun 2023 to 28 Feb 2025)
    • [FCA CF] Significant management (1 May 2021 to 11 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 11 Jul 2023)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.