Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lumon Risk Management Ltd
FRN 671108
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Client dealing (since 12 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.