Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (29 Apr 2015 to 31 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.